Overview
The primary function of this role is to oversee and carry out the accurate and timely trade execution of client investment accounts.
Detailed Job Functions
Trading
Managing the daily trade blotter and executing transactions:
- Model assignments
- Cash management
- Rebalancing
- Tax optimizing trades
- Dollar-cost-averaging programs
- Tax-loss-harvesting
Operations
Maintaining and improving all areas of trading operations:
- Trading system database maintenance
- Continuous improvement to trading systems and procedures
- Particularly the flow of investment instruction related information throughout the organization
- Evaluate and deploy new technologies
Account Audits & Review
Proactive reviews of investment accounts including coordinating monthly advisor account audits:
- Ensure accounts are within tolerance of risk/return targets and proactively flag significant drift to advisors
- Model assignments & custom models
- Non-Model Position Equivalencies & Exceptions
- Tax considerations
Skill Requirements
- Must Haves:
- Extensive trade execution experience (ideally using Orion Eclipse)
- Advanced Excel and Google Sheets experience
- Database management
- Nice to Haves:
- Programming and advanced database experience